During our 20 years in the industry we have built solid relationships and gathered valuable resources that enable us to look beyond the obvious municipal opportunities. Our approach to investing is designed to preserve wealth, mitigate risk and build for the future.


W. H. Mell Associates, Inc. is a FINRA registered broker/dealer. Investment strategies and examples of securities contained herein are not solicitations to sell or offers of solicitations to buy. Investment recommendations are developed on an individual basis with each customer, according to the suitability and risk tolerance parameters of each account. There is no guarantee that an investment objective will be achieved. Past performance of the existing strategies is not indicative of future results. Targeted investment parameters and goals are for informational purposes and are not guaranteed. Municipal securities offered in individual consultations may differ significantly in terms of underlying credit, industry, coupon, ratings, the state of issuance, the maturity date of the security, any applicable call features or original issue discounts, the quantity offered, whether the bond is subject to AMT, and where the leading pricing services may be valuing the bond, among other factors.

W. H. Mell Associates endeavors to provide quality financial services in association with our clearing broker, Pershing, LLC. If at any time you have questions, concerns or complaints as to any account with W. H. Mell Associates, please contact the firm’s President, S. Bradley Mell, c/o W. H. Mell Associates, Inc. 450 Springfield Avenue, Summit, NJ 07901 (908) 273-4550.

W.H. Mell Associates, Inc. (W. H. Mell) is registered with the U.S. Securities and Exchange Commission and the Municipal Securities Rulemaking Board.  The website for the Municipal Securities Rulemaking Board (MSRB) is www.msrb.org.  W. H. Mell’s customers may find an investor brochure with Information for Municipal Securities Investors posted on the website of the MSRB that describes the protections that may be provided by MSRB rules and how to file a complaint with an appropriate regulatory authority.  The brochure may be found by clicking on the above referenced link or going to the site www.msrb.org, scrolling down and clicking on the link “Investor Brochure.”

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